Filing Details
- Accession Number:
- 0001012975-11-000224
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-25 21:09:29
- Reporting Period:
- 2011-07-21
- Filing Date:
- 2011-07-25
- Accepted Time:
- 2011-07-25 21:09:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1385830 | Neurogesx Inc | NGSX | Pharmaceutical Preparations (2834) | 943307935 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1054117 | Steven Lazarus | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1117120 | Arch Venture Fund V Lp | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1219039 | Keith Crandell | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1219042 | Robert Nelsen | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | Yes | No | Yes | No | |
1219043 | Clinton Bybee | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1274406 | Arch Venture Partners V Lp | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No | |
1274408 | Arch Venture Partners V Llc | 8725 West Higgins Road, Suite 290 Chicago IL 60631 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-21 | 1,744,186 | $1.65 | 4,187,777 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2011-07-21 | 872,093 | $0.14 | 872,093 | $1.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
872,093 | 2016-07-26 | No | 4 | P | Direct |
Footnotes
- Securities held of record by ARCH Venture Fund V, L.P. ("ARCH V"). ARCH Venture Partners V, L.P. (the "GPLP"), as the sole general partner of ARCH V, may be deemed to beneficially own certain of the shares held of record by ARCH V. The GPLP disclaims beneficial ownership of all shares held of record by ARCH V in which the GPLP does not have an actual pecuniary interest. ARCH Venture Partners V, LLC (the "GPLLC"), as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by ARCH V. The GPLLC disclaims beneficial ownership of all shares held of record by ARCH V in which it does not have an actual pecuniary interest.
- In addition to securities held of record by ARCH V, Healthcare Focus Fund, L.P. ("Healthcare") is the record holder of 458,903 securities and ARCH V Entrepreneurs Fund, L.P. ("Entrepreneurs") is the record holder of 11,004 securities. The GPLP, as the sole general partner of Healthcare and Entrepreneurs, may be deemed to beneficially own certain of the shares held of record by Healthcare and Entrepreneurs. The GPLP disclaims beneficial ownership of all shares held of record by Healthcare and Entrepreneurs in which the GPLP does not have an actual pecuniary interest. The GPLLC, as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by Healthcare and Entrepreneurs. The GPLLC disclaims beneficial ownership of all shares held of record by Healthcare and Entrepreneurs in which it does not have an actual pecuniary interest.
- Each of Messrs. Crandell, Bybee, Lazarus and Nelsen, as individual Managing Directors of the GPLLC, may be deemed to beneficially own certain of the shares held of record by ARCH V, Healthcare and Entrepreneurs. Each of Messrs. Crandell, Bybee, Lazarus and Nelsen disclaims beneficial ownership of all shares held of record by ARCH V, Healthcare and Entrepreneurs in which he does not have an actual pecuniary interest.
- The Warrants are immediately exercisable.
- The Expiration Date is five years from the expected closing date.