Filing Details

Accession Number:
0001127602-23-030566
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-29 16:24:19
Reporting Period:
2023-12-29
Accepted Time:
2023-12-29 16:24:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326732 Xencor Inc XNCR Pharmaceutical Preparations (2834) 201622502
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591312 I Bassil Dahiyat C/O Xencor, Inc.
465 N Halstead Street, Suite 200
Pasadena CA 91107
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-29 65,001 $11.05 357,929 No 4 M Direct
Common Stock Disposition 2023-12-29 45,000 $20.93 312,929 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2023-12-29 65,001 $0.00 65,001 $11.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-02-20 No 4 M Direct
Footnotes
  1. Underlying option due to expire in February 2024.
  2. Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 304 shares acquired in June 2023 and 408 shares acquired in December 2023.
  3. Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise.
  4. 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.