Filing Details
- Accession Number:
- 0001181431-11-042347
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-25 19:24:31
- Reporting Period:
- 2011-07-21
- Filing Date:
- 2011-07-25
- Accepted Time:
- 2011-07-25 19:24:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375557 | Guidance Software Inc. | GUID | Services-Prepackaged Software (7372) | 954661210 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1383366 | Mark Harrington | C/O Guidance Software, Inc. 215 North Marengo Ave. Pasadena CA 91101 | General Counsel & Corp. Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-21 | 5,632 | $4.54 | 58,966 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-21 | 5,632 | $8.54 | 53,334 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option Right to Buy | Disposition | 2011-07-21 | 5,632 | $0.00 | 5,632 | $4.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
94,398 | 2014-08-13 | No | 4 | M | Direct |
Footnotes
- Exercise of Stock Options and Sale of Common Stock by Mr. Harrington are pursuant to a Section 10b5-1 Plan, established February 23, 2011, as amended May 8, 2011.
- Exercised Options are part of an award granted to Mr. Harrington on August 13, 2004, which fully vested over a four-year period after the grant date.