Filing Details

Accession Number:
0001104659-23-130203
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-28 21:30:16
Reporting Period:
2023-12-26
Accepted Time:
2023-12-28 21:30:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1434316 Fate Therapeutics Inc FATE () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1425738 Redmile Group, Llc One Letterman Drive, Building D
Suite D3-300
San Francisco CA 94129
Yes No Yes No
1650527 Jeremy Green C/O Redmile Group, Llc (Ny Office)
45 W. 27Th Street, Floor 11
New York NY 10001
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-26 1,655,370 $3.72 13,135,758 No 4 J Indirect See footnote
Common Stock Acquisiton 2023-12-26 1,655,370 $3.72 13,135,758 No 4 J Indirect See footnote
Common Stock Acquisiton 2023-12-26 44,630 $3.72 13,180,388 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See footnote
No 4 J Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. On December 26, 2023, certain private investment vehicles managed by Redmile (the "Redmile Funds") engaged in cross trades with respect to their Common Stock. The reported transactions occurred simultaneously at the market close, at which time the price per share of the Common Stock was $3.72, and therefore the reported transactions resulted in no profit to Redmile or Jeremy Green and resulted in no change in either of their aggregate beneficial ownership.
  2. The securities reported herein are directly owned by the Redmile Funds, none of which individually is a 10% owner. The reported securities may be deemed beneficially owned by Redmile as investment manager of the Redmile Funds and by Jeremy Green as the managing principal of Redmile. Each of Redmile and Mr. Green (the "Reporting Persons") disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. This report shall not be deemed an admission that the Reporting Persons are a beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.