Filing Details
- Accession Number:
- 0001213900-23-099073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-28 08:00:33
- Reporting Period:
- 2023-12-26
- Accepted Time:
- 2023-12-28 08:00:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 12239 | Dominari Holdings Inc. | DOMH | Security Brokers, Dealers & Flotation Companies (6211) | 520849320 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1856536 | Michael Kyle Wool | 725 5Th Avenue, 22Nd Floor New York NY 10022 | President | Yes | Yes | Yes | No |
| 1933417 | Soo Yu | 725 5Th Avenue, 22Nd Floor New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-26 | 5,000 | $2.60 | 9,000 | No | 4 | P | Indirect | By Mr. Wool's SEP-IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Mr. Wool's SEP-IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 24,000 | Indirect | By Mr. Wool's Rollover IRA |
| Common Stock | 1,448,908 | Direct | |
| Common Stock | 1,477 | Indirect | Catatonk Creek LLC |
| Common Stock | 1,476 | Indirect | Tioga 22 LLC |
| Common Stock | 3,559 | Indirect | Wool c/f Alison Cottone UTMA/NY Age 18 |
| Common Stock | 1,477 | Indirect | Dongam, LLC |
Footnotes
- Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
- The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
- The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
- Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
- Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
- Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
- Ms. Yu is the sole member of Dongam, LLC.
Billionaire Hedge Funds
