Filing Details

Accession Number:
0001213900-23-098664
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-26 17:29:12
Reporting Period:
2023-12-21
Accepted Time:
2023-12-26 17:29:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1854583 Collective Audience Inc. CAUD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1707313 Brent Suen 85 Broad Street, 16-079
New York NY 10004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-21 23,333 $1.29 1,032,911 No 4 P Direct
Common Stock Acquisiton 2023-12-22 23,333 $1.29 1,056,244 No 4 P Direct
Common Stock Acquisiton 2023-12-26 23,334 $1.29 1,079,578 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. 800,000 of the 1,032,911 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.
  2. 800,000 of the 1,056,244 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.
  3. 800,000 of the 1,079,578 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.