Filing Details

Accession Number:
0001213900-23-098640
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-26 16:56:19
Reporting Period:
2023-12-21
Accepted Time:
2023-12-26 16:56:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879911 Applied Energetics Inc. AERG Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 770262908
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1776289 James Gregory Quarles C/O Applied Energetics, Inc.
9070 S. Rita Road, Suite 1500
Tucson AZ 85747
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2023-12-21 10,000 $0.35 10,000 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2023-12-21 10,000 $2.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.001 Per Share Non-Qualified Stock Options Disposition 2023-12-21 10,000 $0.00 10,000 $0.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,970,000 2019-11-18 2029-04-18 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.001 Per Share Restricted Stock Units $0.00 2032-11-29 0 1,954,545 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2032-11-29 0 1,954,545 Direct
Footnotes
  1. Options were issued in exchange for services rendered as an officer and director of the company.
  2. Restricted Stock Units are subject to vesting, and none of them were exercised.