Home > Insider Trading > Filing (0001071255-23-000108)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1071255	Golden Entertainment Inc.	GDEN	Services-Miscellaneous Amusement & Recreation (7990)	411913991

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1690495	Charles Protell	6595 S. Jones Blvd. Las Vegas NV 89118	President And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-12-21	20,000	$10.57	663,911	No	4	M	Direct
Common Stock	Disposition	2023-12-21	11,082	$39.88	652,829	No	4	F	Direct
Common Stock	Disposition	2023-12-21	8,910	$39.83	643,919	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2023-12-21	20,000	$0.00	20,000	$10.57

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
150,000		2026-11-28	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$11.50		2027-03-20	25,000	25,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2027-03-20	25,000	25,000	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.80 to $39.88. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range setfor in this footnote (1) to Form 4.
The options, representing a right to purchase a total of 250,000 shares of common stock, became exercisable 1/4 of the total number of shares on 11/27/17, and 1/48 of the total number of shares on the last day of each one month period following 11/27/17.
The options, representing a right to purchase a total of 25,000 shares of common stock, became exercisable 1/4 of the total number of shares on 3/19/18, and 1/48 of the total number of shares on the last day of each one month period following 3/19/18.