Filing Details
- Accession Number:
- 0001730168-23-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-22 19:30:33
- Reporting Period:
- 2023-12-20
- Accepted Time:
- 2023-12-22 19:30:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1142524 | W Eddy Hartenstein | C/O Broadcom Inc. 3421 Hillview Avenue Palo Alto CA 94304 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2023-12-20 | 800 | $1,140.30 | 810 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 7,380 | Indirect | See Footnote |
Footnotes
- Transaction executed in multiple trades at prices ranging from $1,140.27 to $1,140.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes shares transferred to the Reporting Person from the Hartenstein family trust for no consideration and 397 restricted stock units.
- Reflects the transfer of shares for no consideration and a correction due to an administration error.
- Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.