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Filing Details

Accession Number:: 0000950170-23-072703
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-12-22 16:47:45
Reporting Period:: 2023-12-20

Accepted Time:: 2023-12-22 16:47:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1720671	Hashicorp Inc.	HCP	Services-Computer Programming Services (7371)	320410665

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1894706	Navam Welihinda	C/O Hashicorp, Inc. 101 Second Street, Suite 700 San Francisco CA 94105	Chief Financial Officer	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2023-12-20	59,369	$0.00	122,213	No	4	M	Direct
Class A Common Stock	Acquisiton	2023-12-21	7,569	$0.00	129,782	No	4	C	Direct
Class A Common Stock	Disposition	2023-12-21	33,045	$22.80	96,737	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Disposition	2023-12-20	47,500	$0.00	47,500	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2023-12-20	3,360	$0.00	3,360	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2023-12-20	8,509	$0.00	8,509	$0.00
Class B Common Stock	Restricted Stock Units	Disposition	2023-12-20	7,569	$0.00	7,569	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2023-12-20	7,569	$0.00	7,569	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-12-21	7,569	$0.00	7,569	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
47,500	No	4	M	Direct
30,243	No	4	M	Direct
110,624	No	4	M	Direct
30,275	No	4	M	Direct
92,597	No	4	M	Direct
85,028	No	4	C	Direct

Footnotes

Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
Includes 386 shares of Class A Common Stock acquired under the Issuer's Employee Stock Purchase Plan on December 15, 2023.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.675 to $23.1601, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The remaining RSUs vest in eight equal quarterly installments beginning on March 20, 2024.
The remaining RSUs vest in nine equal quarterly installments beginning on March 20, 2024.
The remaining RSUs vest in 13 equal quarterly installments beginning on March 20, 2024.
Each RSU represents a contingent right to receive one share of Class B Common Stock.
The remaining RSUs vest in four equal quarterly installments beginning on March 20, 2024.
In the Form 4 filed with the SEC on December 7, 2023, the amount of Class B shares reported as directly held by the reporting person was incorrectly reported as 85,208 shares instead of 85,028 shares. The total amount of shares in this Form 4 reflects the correction to the prior report.