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Home > Insider Trading > Filing (0001539497-23-002243)

Filing Details

Accession Number:: 0001539497-23-002243
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-12-22 16:00:27
Reporting Period:: 2023-12-22

Accepted Time:: 2023-12-22 16:00:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1512228	Niocorp Developments Ltd	NB	Metal Mining (1000)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1688494	S. Neal Shah	C/O Niocorp Developments Ltd. 7000 Yosemite Street, Suite 115 Centennial CO 80112	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2023-12-22	9,360	$0.00	65,670	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Common Share Purchase Warrant (right to buy)	Acquisiton	2023-12-22	9,360	$0.00	9,360	$3.54

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,360	2023-12-22	2025-12-22	No	4	P	Direct

Footnotes

On December 22, 2023, the reporting person purchased 9,360 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit.