Filing Details

Accession Number:
0001104659-23-128727
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-22 14:21:19
Reporting Period:
2023-12-13
Accepted Time:
2023-12-22 14:21:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245624 James Healy C/O Sofinnova Investments, Inc.
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-13 644,000 $58.75 0 No 4 S Indirect by Sofinnova Management VIII, L.L.C.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by Sofinnova Management VIII, L.L.C.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,550,280 Indirect by Sofinnova Venture Partners IX, L.P.
Common Stock 42,236 Direct
Footnotes
  1. Includes 644,000 shares of Common Stock of the Issuer received by Sofinnova Management VIII, L.L.C. ("SM VIII") from a pro-rata in-kind distribution of Common Stock of the Issuer by Sofinnova Venture Partners VIII, L.P. ("SVP VIII") without consideration to the partners of SVP VIII in accordance with the limited partnership agreement of SVP VIII. In prior reports, the Reporting Person reported beneficial ownership of 1,550,280 shares of Common Stock of the Issuer held by SVP VIII.
  2. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.75 to $59.695, inclusive.The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission,upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. All shares held by SM VIII. Mr. Healy is the managing member of SM VIII. SM VIII is the general partner of SVP VIII. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  4. All shares held by Sofinnova Venture Partners IX, L.P. ("SVP IX"). Mr. Healy is the managing member of Sofinnova Management IX, L.L.C. ("SM IX"). SM IX is the general partner of SVP IX. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.