Filing Details
- Accession Number:
- 0001181431-11-042301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-25 16:03:25
- Reporting Period:
- 2011-07-21
- Filing Date:
- 2011-07-25
- Accepted Time:
- 2011-07-25 16:03:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001902 | Intevac Inc | IVAC | Special Industry Machinery, Nec (3559) | 943125814 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237232 | Kevin Fairbairn | 3560 Bassett Street Santa Clara CA 95054 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-21 | 4,237 | $2.63 | 45,624 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-21 | 4,237 | $9.94 | 41,387 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-07-22 | 916 | $2.63 | 42,303 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-22 | 916 | $9.94 | 41,387 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-07-21 | 4,237 | $0.00 | 4,237 | $2.63 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-07-22 | 916 | $0.00 | 916 | $2.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 86,834 | 2003-01-24 | 2012-01-24 | No | 4 | M | Direct |
| 85,918 | 2003-01-24 | 2012-01-24 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2011.
- These trades occurred within the price range of $9.94 through $9.98. The reported price is the weighted average for trades within this range. The Reporting Person will provide information regarding the number of shares sold at each price upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
- 20% of the option shares vested upon the optionee's completion of one year of service measured from the grant date. The balance of the option shares vested in equal monthly installments over the balance of the four year period thereafter.
Billionaire Hedge Funds
