Filing Details
- Accession Number:
- 0001071255-23-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-20 21:05:38
- Reporting Period:
- 2023-12-18
- Accepted Time:
- 2023-12-20 21:05:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1071255 | Golden Entertainment Inc. | GDEN | Services-Miscellaneous Amusement & Recreation (7990) | 411913991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1690495 | Charles Protell | 6595 S. Jones Blvd. Las Vegas NV 89118 | President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-18 | 22,500 | $10.57 | 666,343 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-18 | 12,396 | $40.72 | 653,947 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-12-18 | 10,104 | $41.00 | 643,843 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-12-19 | 27,500 | $10.57 | 671,343 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-19 | 15,185 | $40.24 | 656,158 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-12-19 | 12,285 | $40.09 | 643,873 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-12-20 | 30,000 | $10.57 | 673,873 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-20 | 16,405 | $41.60 | 657,468 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-12-20 | 13,557 | $41.42 | 643,911 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2023-12-18 | 22,500 | $0.00 | 22,500 | $10.57 |
| Common Stock | Stock Option | Disposition | 2023-12-19 | 27,500 | $0.00 | 27,500 | $10.57 |
| Common Stock | Stock Option | Disposition | 2023-12-20 | 30,000 | $0.00 | 30,000 | $10.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 227,500 | 2026-11-28 | No | 4 | M | Direct | |
| 200,000 | 2026-11-28 | No | 4 | M | Direct | |
| 170,000 | 2026-11-28 | No | 4 | M | Direct |
Footnotes
- Includes 11,836 additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on unvested time-based restricted stock units (RSUs) and earned but unvested performance-based stock units (PSUs) on August 25, 2023. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grants.
- The price reported in Column 4 is the exact price. All shares were sold at an exact price of $41.00. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (2) to Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.03 to $40.35. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (3) to Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.29 to $41.66. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (4) to Form 4.
- The options, representing a right to purchase a total of 250,000 shares of common stock, became exercisable 1/4 of the total number of shares on 11/27/17, and 1/48 of the total number of shares on the last day of each one month period following 11/27/17.
Billionaire Hedge Funds
