Filing Details
- Accession Number:
- 0001642346-23-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-20 19:04:32
- Reporting Period:
- 2023-12-18
- Accepted Time:
- 2023-12-20 19:04:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1845022 | Couchbase Inc. | BASE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1642346 | M Matthew Cain | C/O Couchbase, Inc. 3250 Olcott Street Santa Clara CA 95054 | Chair, President, And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-12-18 | 18,927 | $23.59 | 651,219 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-12-18 | 60,000 | $5.48 | 711,219 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-18 | 60,000 | $23.73 | 651,219 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2023-12-18 | 60,000 | $0.00 | 60,000 | $5.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,159,402 | 2027-04-23 | No | 4 | M | Direct |
Footnotes
- Shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 10/10/2022.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.2800 to $24.0100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option is fully vested and immediately exercisable.
Billionaire Hedge Funds
