Filing Details

Accession Number:
0001209191-23-059387
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-20 18:27:44
Reporting Period:
2023-12-20
Accepted Time:
2023-12-20 18:27:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1826892 Bioatla Inc. BCAB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205375 Phd M Jay Short C/O Bioatla, Inc. 11085 Torreyana Road
San Diego CA 92121
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-20 50,000 $2.14 1,439,283 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 793,547 Indirect By Spouse
Common Stock 258,727 Indirect By Carolyn Short 2020 Irrevocable Gift Trust
Common Stock 258,727 Indirect By Jay Short 2020 Irrevocable Gift Trust
Common Stock 302,324 Indirect By Capia IP, LLC
Common Stock 50 Indirect By Himalaya Parent LLC
Footnotes
  1. The range of prices for the shares of Common Stock is from $2.02 to $2.215. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.
  2. The Reporting Person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The Reporting Person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.