Filing Details
- Accession Number:
- 0001209191-23-059387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-20 18:27:44
- Reporting Period:
- 2023-12-20
- Accepted Time:
- 2023-12-20 18:27:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1826892 | Bioatla Inc. | BCAB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205375 | Phd M Jay Short | C/O Bioatla, Inc. 11085 Torreyana Road San Diego CA 92121 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-12-20 | 50,000 | $2.14 | 1,439,283 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 793,547 | Indirect | By Spouse |
Common Stock | 258,727 | Indirect | By Carolyn Short 2020 Irrevocable Gift Trust |
Common Stock | 258,727 | Indirect | By Jay Short 2020 Irrevocable Gift Trust |
Common Stock | 302,324 | Indirect | By Capia IP, LLC |
Common Stock | 50 | Indirect | By Himalaya Parent LLC |
Footnotes
- The range of prices for the shares of Common Stock is from $2.02 to $2.215. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.
- The Reporting Person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The Reporting Person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.