Filing Details
- Accession Number:
- 0001534701-23-000172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-20 17:34:16
- Reporting Period:
- 2023-12-18
- Accepted Time:
- 2023-12-20 17:34:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534701 | Phillips 66 | PSX | Petroleum Refining (2911) | 453779385 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1876439 | Scott Joseph Pruitt | 2331 Citywest Blvd. Houston TX 77042 | Vice President And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-12-18 | 1,500 | $74.70 | 8,093 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-12-18 | 1,500 | $132.52 | 6,593 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-12-19 | 1,000 | $74.70 | 7,593 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-12-19 | 1,000 | $133.23 | 6,593 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-12-18 | 1,500 | $0.00 | 1,500 | $74.70 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-12-19 | 1,000 | $0.00 | 1,000 | $74.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,500 | 2031-02-09 | No | 4 | M | Direct | |
3,500 | 2031-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,395 | Indirect | By Phillips 66 Savings Plan |
Footnotes
- Includes 5,949 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.
- The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.51 to $132.53. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Based on a recent plan statement. Includes shares acquired through ongoing acquisitions under a 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
- The options become exercisable in three equal annual installments. One-third of the options became exercisable on February 9, 2022 and an additional one-third on February 9, 2023. The remaining one-third of the options will become exercisable on February 9, 2024.