Filing Details
- Accession Number:
- 0001104659-23-127785
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-20 17:20:12
- Reporting Period:
- 2023-12-18
- Accepted Time:
- 2023-12-20 17:20:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819576 | Liquidia Corp | LQDA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1747055 | Jason Adair | 419 Davis Drive, Suite 100 Morrisville NC 27560 | Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-18 | 261 | $0.00 | 55,009 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-18 | 77 | $7.70 | 54,932 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2023-12-18 | 261 | $0.00 | 261 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 260 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- On March 18, 2020, the Reporting Person was granted 4,167 RSUs with 25% vesting on March 18, 2021, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 3,906 have vested through December 18, 2023.
- Includes (i) 25,000 RSUs granted to the Reporting Person on July 6, 2023, none of which have vested as of the date of this Form 4 and (ii) 6,274 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. The amount of securities beneficially owned by the Reporting Person following the transactions reported herein has been corrected due to an administrative error in the Reporting Person's previous Form 4.
- These shares were sold to cover taxes associated with the settlement of RSUs.
- Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 14, 2020.
Billionaire Hedge Funds
