Filing Details
- Accession Number:
- 0001437749-23-034992
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-20 16:04:12
- Reporting Period:
- 2023-12-19
- Accepted Time:
- 2023-12-20 16:04:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145255 | Hennessy Advisors Inc | HNNA | Investment Advice (6282) | 680176227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1165099 | J Neil Hennessy | 7250 Redwood Blvd Suite 200 Novato CA 94945 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-12-19 | 20,000 | $0.00 | 2,048,495 | No | 4 | G | Indirect | By Trust |
| Common Stock | Acquisiton | 2023-12-19 | 100 | $6.50 | 2,048,595 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
Billionaire Hedge Funds
