Filing Details
- Accession Number:
- 0001209191-23-059251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-19 19:02:37
- Reporting Period:
- 2023-12-15
- Accepted Time:
- 2023-12-19 19:02:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577526 | C3.Ai Inc. | AI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218471 | Y Edward Abbo | C/O C3.Ai, Inc. 1400 Seaport Blvd Redwood City CA 94063 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-12-15 | 83,074 | $0.00 | 772,921 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-12-18 | 45,548 | $30.73 | 727,373 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2023-12-15 | 8,074 | $0.00 | 8,074 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2023-12-15 | 75,000 | $0.00 | 75,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,147 | No | 4 | M | Direct | ||
750,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 149,577 | Indirect | See Footnote |
Class A Common Stock | 149,578 | Indirect | See Footnote |
Class A Common Stock | 149,578 | Indirect | See Footnote |
Footnotes
- Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
- Shares sold to cover tax obligation from settlement of vested RSUs.
- Represents weighted average sales price. The shares were sold at prices ranging from $30.16 to $30.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
- The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
- The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
- 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
- 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.