Filing Details

Accession Number:
0001140361-23-058481
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-19 18:15:33
Reporting Period:
2023-12-15
Accepted Time:
2023-12-19 18:15:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
931148 Graftech International Ltd EAF Electrical Industrial Apparatus (3620) 272496053
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685160 Ltd Gp Bcp C/O Brookfield Asset Management Inc.
181 Bay St, Ste. 300
Toronto A6 M5J2T3
No No No No
1819217 Ltd Cangp Brookfield Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J2T3
No No No No
1819405 Brookfield Bbp Canada Holdings Inc. Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J2T3
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-15 35,084 $2.47 30,466,098 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-15 35,145 $2.47 30,430,953 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-15 62,466 $2.47 30,368,487 No 4 S Indirect See Explanation of Responses
Common Stock Acquisiton 2023-12-15 3 $2.47 30,368,484 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-15 2 $2.47 30,368,482 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-18 102,333 $2.24 30,226,149 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-18 102,512 $2.24 30,163,637 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-18 182,207 $2.24 29,981,430 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-18 9 $2.24 29,981,421 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-18 7 $2.24 29,981,414 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-19 102,333 $2.22 29,879,081 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-19 102,512 $2.22 29,776,569 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-19 182,207 $2.22 29,594,362 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-19 9 $2.22 29,594,353 No 4 S Indirect See Explanation of Responses
Common Stock Disposition 2023-12-19 7 $2.22 29,594,346 No 4 S Indirect See Explanation of Responses
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
No 4 S Indirect See Explanation of Responses
Footnotes
  1. The sales reported in this Form 4 (the "Sales") were effected pursuant to Rule 144 under the Securities Act of 1933, as amended (the "Securities Act").
  2. On December 15, 2023, the Reporting Persons sold an aggregate of 205,700 shares of Common Stock. Represents (i) 35,084 shares of Common Stock sold on behalf of BPE IV (Non-Cdn) GP LP; (ii) 35,145 shares of Common Stock sold on behalf of Brookfield BBP (Canada) L.P.; (iii) 62,466 shares of Common Stock sold on behalf of Brookfield BBP Canada Holdings Inc.; (iv) 3 shares of Common Stock sold on behalf of Brookfield Private Funds Holdings Inc.; (v) 2 shares of Common Stock sold on behalf of BCP IV Bermuda Investor LP and (vi) 73,000 shares of Common Stock sold by BCP GrafTech IV Holdings L.P. on behalf of certain third party limited partners in which the Reporting Persons do not have a pecuniary interest.
  3. On December 18, 2023, the Reporting Persons sold an aggregate of 600,000 shares of Common Stock. Represents (i) 102,333 shares of Common Stock sold on behalf of BPE IV (Non-Cdn) GP LP; (ii) 102,512 shares of Common Stock sold on behalf of Brookfield BBP (Canada) L.P.; (iii) 182,207 shares of Common Stock sold on behalf of Brookfield BBP Canada Holdings Inc.; (iv) 9 shares of Common Stock sold on behalf of Brookfield Private Funds Holdings Inc.; (v) 7 shares of Common Stock sold on behalf of BCP IV Bermuda Investor LP and (vi) 212,932 shares of Common Stock sold by BCP GrafTech IV Holdings L.P. on behalf of certain third party limited partners in which the Reporting Persons do not have a pecuniary interest.
  4. On December 19, 2023, the Reporting Persons sold an aggregate of 600,000 shares of Common Stock. Represents (i) 102,333 shares of Common Stock sold on behalf of BPE IV (Non-Cdn) GP LP; (ii) 102,512 shares of Common Stock sold on behalf of Brookfield BBP (Canada) L.P.; (iii) 182,207 shares of Common Stock sold on behalf of Brookfield BBP Canada Holdings Inc.; (iv) 9 shares of Common Stock sold on behalf of Brookfield Private Funds Holdings Inc.; (v) 7 shares of Common Stock sold on behalf of BCP IV Bermuda Investor LP and (vi) 212,932 shares of Common Stock sold by BCP GrafTech IV Holdings L.P. on behalf of certain third party limited partners in which the Reporting Persons do not have a pecuniary interest.
  5. Following the Sales, consists of (i) 7,824,258 shares of Common Stock held directly by BPE IV (Non-Cdn) GP LP, for itself and as nominee for BCP IV (US Plan) LP, BCP IV (UK Plan) LP and BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP; (ii) 7,837,825 shares of Common Stock held directly by Brookfield BBP (Canada) L.P.; (iii) 13,931,089 shares of Common Stock held directly by Brookfield BBP Canada Holdings Inc.; (iv) 663 shares of Common Stock held directly by Brookfield Private Funds Holdings Inc.; and (v) 511 shares of Common Stock held directly by BCP IV Bermuda Investor LP.
  6. Brookfield Corporation ("BN"), by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares.
  7. BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BN, by virtue of their relationships with BCP IV, may be deemed to share beneficial ownership in the shares held directly by BCP IV. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BN, by virtue of their relationships with BPE IV (Non-Cdn) GP LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP for itself and as nominee for BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP.
  8. Brookfield Private Equity Holdings LLC, Brookfield US Inc. and BN, by virtue of their relationships with BCP IV (US Plan) LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP as nominee for BCP IV (US Plan) LP. Brookfield BBP Canadian GP L.P., Brookfield CanGP Limited, Brookfield Private Equity Inc. and BN, by virtue of their relationships with Brookfield BBP (Canada) L.P., may be deemed to share beneficial ownership in the shares held directly by Brookfield BBP (Canada) L.P.
  9. Brookfield Business L.P., Brookfield Business Partners L.P., Brookfield Business Partners Limited and BN, by virtue of their relationships with Brookfield BBP Canada Holdings Inc., may be deemed to share beneficial ownership in the shares held directly by Brookfield BBP Canada Holdings Inc. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BN, by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP.
  10. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.