Filing Details
- Accession Number:
- 0001225208-23-011285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-19 17:12:36
- Reporting Period:
- 2023-12-15
- Accepted Time:
- 2023-12-19 17:12:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc. | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1349356 | Christopher Swift | One Hartford Plaza Hartford CT 06155 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-12-15 | 53,596 | $41.25 | 223,776 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-12-15 | 53,596 | $80.23 | 170,180 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-12-18 | 47,033 | $41.25 | 217,213 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-12-18 | 47,033 | $80.41 | 170,180 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2023-12-15 | 53,596 | $0.00 | 53,596 | $41.25 |
Common Stock | Stock Option | Disposition | 2023-12-18 | 47,033 | $0.00 | 47,033 | $41.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
248,291 | 2025-03-03 | No | 4 | M | Direct | |
201,258 | 2025-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,503 | Indirect | By Spouse |
Common Stock | 95,386 | Indirect | Swift Family Gift Trust |
Common Stock | 60,865 | Indirect | Swift Family Legacy Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $43.59 | 2026-03-01 | 294,481 | 294,481 | Direct | |
Common Stock | Stock Option | $48.89 | 2027-02-28 | 302,908 | 302,908 | Direct | |
Common Stock | Stock Option | $49.01 | 2029-02-26 | 352,263 | 352,263 | Direct | |
Common Stock | Stock Option | $51.87 | 2031-02-23 | 310,820 | 310,820 | Direct | |
Common Stock | Stock Option | $53.81 | 2028-02-27 | 284,819 | 284,819 | Direct | |
Common Stock | Stock Option | $55.27 | 2030-02-25 | 327,679 | 327,679 | Direct | |
Common Stock | Stock Option | $69.41 | 2032-02-23 | 301,932 | 301,932 | Direct | |
Common Stock | Stock Option | $78.28 | 2033-02-28 | 248,933 | 248,933 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-03-01 | 294,481 | 294,481 | Direct |
2027-02-28 | 302,908 | 302,908 | Direct |
2029-02-26 | 352,263 | 352,263 | Direct |
2031-02-23 | 310,820 | 310,820 | Direct |
2028-02-27 | 284,819 | 284,819 | Direct |
2030-02-25 | 327,679 | 327,679 | Direct |
2032-02-23 | 301,932 | 301,932 | Direct |
2033-02-28 | 248,933 | 248,933 | Direct |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $80.00 - $80.65 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $80.00 - $80.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
- The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
- The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
- One-third of the options became exercisable on February 23, 2022, an additional one-third of the options became exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
- The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
- The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
- One-third of the options became exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.
- One-third of the options will become exercisable on February 28, 2024, an additional one-third of the options will become exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date.