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Filing Details

Accession Number:: 0001209191-23-059212
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-12-19 17:11:37
Reporting Period:: 2023-12-15

Accepted Time:: 2023-12-19 17:11:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1660134	Okta Inc.	OKTA	Services-Prepackaged Software (7372)	264175727

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1968125	Larissa Schwartz	100 First Street, Suite 600 San Francisco CA 94105	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2023-12-15	178	$0.00	20,530	No	4	M	Direct
Class A Common Stock	Disposition	2023-12-18	90	$83.33	20,440	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-12-15	104	$0.00	20,544	No	4	M	Direct
Class A Common Stock	Disposition	2023-12-18	53	$83.33	20,491	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-12-15	168	$0.00	20,659	No	4	M	Direct
Class A Common Stock	Disposition	2023-12-18	85	$83.33	20,574	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-12-15	316	$0.00	20,890	No	4	M	Direct
Class A Common Stock	Disposition	2023-12-18	159	$83.33	20,731	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-12-15	108	$0.00	20,839	No	4	M	Direct
Class A Common Stock	Disposition	2023-12-18	55	$83.33	20,784	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-12-15	4,446	$0.00	25,230	No	4	M	Direct
Class A Common Stock	Disposition	2023-12-18	2,233	$83.33	22,997	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Disposition	2023-12-15	178	$0.00	178	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2023-12-15	104	$0.00	104	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2023-12-15	168	$0.00	168	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2023-12-15	316	$0.00	316	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2023-12-15	108	$0.00	108	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2023-12-15	4,446	$0.00	4,446	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
355	No	4	M	Direct
415	No	4	M	Direct
843	No	4	M	Direct
2,528	No	4	M	Direct
974	No	4	M	Direct
40,008	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common Stock	Employee Stock Option (Right to Buy)	$8.62	2025-12-16	14,167	14,167	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$8.73	2026-06-01	9,000	9,000	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$11.36	2027-03-05	5,000	5,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-12-16	14,167	14,167	Direct
2026-06-01	9,000	9,000	Direct
2027-03-05	5,000	5,000	Direct

Footnotes

Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $82.55 to $84.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
The shares subject to the option are fully vested and exercisable by the Reporting Person.