Filing Details

Accession Number:
0001213900-23-096961
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-19 16:34:09
Reporting Period:
2023-12-15
Accepted Time:
2023-12-19 16:34:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879911 Applied Energetics Inc. AERG Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 770262908
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1728043 Thomas Bradford Adamczyk C/O Applied Energetics, Inc.
9070 S. Rita Road, Suite 1500
Tucson AZ 85747
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2023-12-15 10,000 $0.07 681,482 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2023-12-15 10,000 $2.14 671,482 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.001 Per Share Non-Qualified Stock Options Disposition 2023-12-15 10,000 $0.00 10,000 $0.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,460,000 2020-02-12 2028-11-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 1,563,599 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.001 Per Share Non-Qualified Stock Options $0.07 2020-02-12 2028-11-12 0 3,500,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-11-12 0 3,500,000 Indirect
Footnotes
  1. Reflects the weighted average price of multiple trades executed at prices ranging from $2.12 to $2.16. The reporting person undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Such shares were sold pursuant to a 10b-5 Plan which was adopted by Mr. Adamczyk on June 15, 2023.
  2. Held by Moriah Stone Global L.P. of which Mr. Adamczyk is controlling partner.
  3. Options were issued in exchange for services rendered as an officer and director of the company.
  4. 3,500,000 of Mr. Adamczyk's options are held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls. None of these options were exercised.