Filing Details
- Accession Number:
- 0001209191-11-040700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-22 20:50:55
- Reporting Period:
- 2011-07-21
- Filing Date:
- 2011-07-22
- Accepted Time:
- 2011-07-22 20:50:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1513153 | Chrysler Group Llc | NONE | Motor Vehicles & Passenger Car Bodies (3711) | 270187394 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
842317 | A P S Fiat | 250 Via Nizza Torino L6 10126 | Yes | No | Yes | No | |
1518840 | Fiat North America Llc | 7 Times Square Tower Suite 4306 New York NY 10036 | Yes | No | Yes | No | |
1518841 | S.p.a. Automobiles Group Fiat | Corso Agnelli 200 Torino L6 10135 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Llc Membership Interests | Acquisiton | 2011-07-21 | 24,615 | $0.00 | 285,840 | No | 4 | P | Indirect | Held directly by Fiat North America LLC |
Class A Llc Membership Interests | Acquisiton | 2011-07-21 | 98,461 | $0.00 | 384,301 | No | 4 | P | Indirect | Held directly by Fiat North America LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held directly by Fiat North America LLC |
No | 4 | P | Indirect | Held directly by Fiat North America LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Member-Ship Interests | Option under Equity Recapture Agreement | Acquisiton | 2011-07-21 | 1 | $75,000,000.00 | 676,924 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1 | 2018-12-31 | No | 4 | P | Indirect |
Footnotes
- The securities are owned by Fiat North America LLC, which is a wholly-owned subsidiary of Fiat Group Automobiles S.p.A., which is a wholly-owned subsidiary of Fiat S.p.A. Fiat Group Automobiles S.p.A. and Fiat S.p.A. are indirect beneficial owners of the reported securities.
- The securities were acquired for an aggregate purchase price of $125,000,000.
- The securities were acquired for an aggregate purchase price of $500,000,000.
- Option under the Equity Recapture Agreement, dated June 10, 2009, by and among The U.S. Department Of The Treasury (or its successors or transferees), UAW Retiree Medical Benefits Trust ("VEBA"), and the VEBA holding companies identified therein to acquire all 676,924 Class A LLC Membership Interest (the "Interests") in Chrysler Group LLC (the "Issuer") acquired by the VEBA on June 10, 2009 and not previously disposed of. In addition, to the extent that VEBA receives aggregate proceeds in respect of the Interests that exceed $4,250 million, increasing at a rate equal to 9% per annum compounded annually from January 1, 2010, calculated on an actual days elapsed basis (the "Threshold Amount"), then the VEBA is obligated to transfer to the holder of the option (i) an amount in cash equal to the aggregate proceeds, if any, received by VEBA in respect of the Interests in excess of the Threshold Amount and (ii) all remaining Interests held by the VEBA.
- The exercise price is equal to the Threshold Amount less amounts previously received by VEBA in respect of the Interests.
- The right to acquire the Interests (to the extent not previously disposed) can be exercised at any time, subject to the limitations set forth in the Issuer's Limited Liability Company Operating Agreement.