Filing Details
- Accession Number:
- 0001225208-11-018620
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-22 19:35:14
- Reporting Period:
- 2011-07-20
- Filing Date:
- 2011-07-22
- Accepted Time:
- 2011-07-22 19:35:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1466727 | R Mark Kornetzke | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-07-20 | 904 | $44.82 | 1 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Restricted Stock) | 6,973 | Direct | |
Common Stock | 2,719 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $41.33 | 2012-02-09 | 2021-02-09 | 2,524 | 2,524 | Direct |
Common Stock | Stock Option (right to buy) | $52.45 | 2005-02-10 | 2014-02-10 | 1,006 | 1,006 | Direct |
Common Stock | Stock Option (right to buy) | $22.63 | 2011-02-10 | 2020-02-10 | 3,626 | 3,626 | Direct |
Common Stock | Stock Option (right to buy) | $40.72 | 2004-02-12 | 2013-02-12 | 267 | 267 | Direct |
Common Stock | Stock Option (right to buy) | $12.30 | 2010-02-12 | 2019-02-12 | 7,700 | 7,700 | Direct |
Common Stock | Stock Option (right to buy) | $52.10 | 2003-02-13 | 2012-02-13 | 400 | 400 | Direct |
Common Stock | Stock Option (right to buy) | $39.04 | 2009-02-13 | 2018-02-13 | 3,107 | 3,107 | Direct |
Common Stock | Stock Option (right to buy) | $51.46 | 2007-02-14 | 2016-02-14 | 644 | 644 | Direct |
Common Stock | Stock Option (right to buy) | $68.91 | 2008-02-14 | 2017-02-14 | 1,698 | 1,698 | Direct |
Common Stock | Stock Option (right to buy) | $61.20 | 2006-02-15 | 2015-02-15 | 794 | 794 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-02-09 | 2,524 | 2,524 | Direct |
2014-02-10 | 1,006 | 1,006 | Direct |
2020-02-10 | 3,626 | 3,626 | Direct |
2013-02-12 | 267 | 267 | Direct |
2019-02-12 | 7,700 | 7,700 | Direct |
2012-02-13 | 400 | 400 | Direct |
2018-02-13 | 3,107 | 3,107 | Direct |
2016-02-14 | 644 | 644 | Direct |
2017-02-14 | 1,698 | 1,698 | Direct |
2015-02-15 | 794 | 794 | Direct |
Footnotes
- Restricted stock granted 2007-2009 was granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 2/14/07 and 2/13/08 are subject to forfeiture until completion of a four year vesting period, except that 50% of the shares may vest after two years based on performance. The shares of restricted stock granted on 2/12/09 are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested. On 2/14/2010, 188 shares of restricted stock vested. 76 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 112 shares are now reflected as common stock.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
- All options are currently exercisable.
- Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
- Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.