Filing Details
- Accession Number:
- 0001715268-23-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-19 12:07:53
- Reporting Period:
- 2023-12-07
- Accepted Time:
- 2023-12-19 12:07:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1715268 | Golub Capital Bdc 3 Inc. | NONE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311018 | E Lawrence Golub | C/O Golub Capital Bdc 3, Inc. 200 Park Avenue, 25Th Floor New York NY 10166 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-12-07 | 6,678 | $14.55 | 1,897,989 | No | 4 | P | Indirect | By GCOP LLC |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-12-07 | 31,797 | $14.25 | 1,929,786 | No | 4 | P | Indirect | By GCOP LLC |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-12-07 | 18,667 | $14.22 | 1,948,453 | No | 4 | P | Indirect | By GCOP LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By GCOP LLC |
No | 4 | P | Indirect | By GCOP LLC |
No | 4 | P | Indirect | By GCOP LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 1,834,523 | Indirect | By GEMS Fund 4, L.P. |
Footnotes
- On December 7, 2023, GCOP LLC purchased 6,678.487 shares of Common Stock from a stockholder of Golub Capital BDC 3, Inc. ("GBDC 3") at a purchase price of $14.55 per share, which was equal to 97.00% of GBDC 3's $15.00 net asset value per share as of September 30, 2023.
- Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisitions directly owns 1,948,452.852 shares of Common Stock, Mr Golub is viewed as having investment power over all the shares owned by such entity.
- On December 7, 2023, GCOP LLC purchased 31,797.433 shares of Common Stock from a stockholder of GBDC 3 at a purchase price of $14.25 per share, which was equal to 95.00% of GBDC 3's $15.00 net asset value per share as of September 30, 2023.
- On December 7, 2023, GCOP LLC purchased 18,666.667 shares of Common Stock from a stockholder of GBDC 3 at a purchase price of $14.22 per share, which was equal to 94.83% of GBDC 3's $15.00 net asset value per share as of September 30, 2023.
- Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.