Filing Details
- Accession Number:
- 0001181431-11-042240
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-07-22 19:01:08
- Reporting Period:
- 2011-03-10
- Filing Date:
- 2011-07-22
- Accepted Time:
- 2011-07-22 19:01:08
- Original Submission Date:
- 2011-03-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1095600 | Blue Coat Systems Inc | BCSI | Computer Storage Devices (3572) | 911715963 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1134415 | M Brian Nesmith | 420 N. Mary Ave. Sunnyvale CA 94085 | Chief Product Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-10 | 22,500 | $16.03 | 44,812 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-10 | 22,500 | $27.28 | 22,312 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-10 | 22,331 | $16.44 | 44,643 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-10 | 22,331 | $27.26 | 22,870 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-10 | 26,500 | $27.30 | 303,500 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-10 | 22,500 | $0.00 | 22,500 | $16.03 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-10 | 22,331 | $0.00 | 22,331 | $16.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
52,500 | 2009-07-18 | 2019-06-18 | No | 4 | M | Direct |
23,694 | 2008-07-19 | 2018-06-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 82,287 | Indirect | By 2009 GRAT |
Common Stock | 82,287 | Indirect | By Wife 2009 GRAT |
Common Stock | 17,713 | Indirect | By 2010 GRAT |
Common Stock | 17,713 | Indirect | By Wife 2010 GRAT |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $27.04 to $27.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $26.94 to $27.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $27.00 to $27.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- Includes 558 shares purchased on 2/28/2011 under the 1999 Employee Stock Purchase Plan in an exempt transaction.
- The NeSmith Living Trust U/A DTD 1/12/1998.
- Brian M. NeSmith TR UA 3/30/09 Brian M. NeSmith GRAT.
- Nancy J. NeSmith TR UA 3/30/09 Nancy J. NeSmith GRAT.
- Brian M. NeSmith TR UA 6/18/10 Brian M. NeSmith GRAT.
- Nancy J. NeSmith TR UA 6/18/10 Nancy J. NeSmith GRAT.