Filing Details

Accession Number:
0000950170-23-071226
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-18 19:24:31
Reporting Period:
2023-12-15
Accepted Time:
2023-12-18 19:24:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1618732 Nutanix Inc. NTNX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1483009 Rajiv Ramaswami C/O Nutanix, Inc.
1740 Technology Dr., Suite 150
San Jose CA 95110
President And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-12-15 23,662 $0.00 322,990 No 4 M Direct
Class A Common Stock Acquisiton 2023-12-15 58,447 $0.00 381,437 No 4 M Direct
Class A Common Stock Acquisiton 2023-12-15 8,628 $0.00 390,065 No 4 M Direct
Class A Common Stock Acquisiton 2023-12-15 17,206 $0.00 407,271 No 4 M Direct
Class A Common Stock Acquisiton 2023-12-15 15,884 $0.00 423,155 No 4 M Direct
Class A Common Stock Disposition 2023-12-15 65,197 $46.32 357,958 No 4 F Direct
Class A Common Stock Disposition 2023-12-18 24,439 $46.05 333,519 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2023-12-15 23,662 $0.00 23,662 $0.00
Class A Common Stock Restricted Stock Units Disposition 2023-12-15 58,447 $0.00 58,447 $0.00
Class A Common Stock Restricted Stock Units Disposition 2023-12-15 8,628 $0.00 8,628 $0.00
Class A Common Stock Restricted Stock Units Disposition 2023-12-15 17,206 $0.00 17,206 $0.00
Class A Common Stock Restricted Stock Units Disposition 2023-12-15 15,884 $0.00 15,884 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
94,651 No 4 M Direct
233,786 No 4 M Direct
60,395 No 4 M Direct
189,271 No 4 M Direct
238,267 No 4 M Direct
Footnotes
  1. Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
  2. This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023.
  3. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $45.85 to $46.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.
  5. The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
  6. As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares vesting quarterly thereafter, subject to the Reporting person continuing to provide service to the Issuer through each vesting date.
  7. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
  8. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
  9. The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.