Filing Details
- Accession Number:
- 0001437749-23-034780
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-18 17:23:50
- Reporting Period:
- 2023-12-15
- Accepted Time:
- 2023-12-18 17:23:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145255 | Hennessy Advisors Inc | HNNA | Investment Advice (6282) | 680176227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1165099 | J Neil Hennessy | 7250 Redwood Blvd Suite 200 Novato CA 94945 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-15 | 75 | $6.50 | 2,067,019 | No | 4 | P | Indirect | By Trust |
| Common Stock | Acquisiton | 2023-12-18 | 1,476 | $6.50 | 2,068,495 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,062 | Direct | |
| Common Stock | 25,059 | Indirect | By Spouse's IRA |
Billionaire Hedge Funds
