Filing Details
- Accession Number:
- 0001730168-23-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-18 17:17:15
- Reporting Period:
- 2023-12-14
- Accepted Time:
- 2023-12-18 17:17:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608425 | B Charlie Kawwas | C/O Broadcom Inc. 3421 Hillview Avenue Palo Alto CA 94304 | President, Semi Solutions Grp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2023-12-14 | 2,000 | $1,116.00 | 91,380 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2023-12-15 | 2,965 | $1,129.74 | 19,338 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 69,077 | Indirect | By Trust |
| Common Stock, $0.001 Par Value | 55 | Indirect | By Child 1 |
| Common Stock, $0.001 Par Value | 55 | Indirect | By Child 2 |
| Common Stock, $0.001 Par Value | 55 | Indirect | By spouse as custodian for Child 3 |
| Common Stock, $0.001 Par Value | 55 | Indirect | By spouse as custodian for Child 4 |
Footnotes
- Includes 20,980 Restricted Stock Units (RSUs).
- Includes 15,000 RSUs and excludes shares now held by family trust.
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