Filing Details

Accession Number:
0001104659-23-126934
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-18 17:02:01
Reporting Period:
2023-12-14
Accepted Time:
2023-12-18 17:02:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819576 Liquidia Corp LQDA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231615 Roger Jeffs 419 Davis Drive, Suite 100
Morrisville NC 27560
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-14 139,665 $7.16 640,805 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 46,595 Indirect See footnote
Common Stock 1,541,667 Indirect See footnote
Footnotes
  1. Represents shares of Issuer common stock purchased by the Reporting Person pursuant to that certain Common Stock Purchase Agreement, dated as of December 14, 2023, by and among the Issuer and the Reporting Person.
  2. Includes 5,384 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
  3. The securities are held by Roger A. Jeffs Living Trust UAD 2/29/2000 (the "Trust"). The Reporting Person is the trustee of the Trust.
  4. The securities are held by Serendipity BioPharma LLC ("Serendipity"). The Reporting Person is a manager of Serendipity and has sole voting and dispositive power over the Issuer common stock held by Serendipity.