Filing Details
- Accession Number:
- 0001104659-23-126934
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-18 17:02:01
- Reporting Period:
- 2023-12-14
- Accepted Time:
- 2023-12-18 17:02:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819576 | Liquidia Corp | LQDA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231615 | Roger Jeffs | 419 Davis Drive, Suite 100 Morrisville NC 27560 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-12-14 | 139,665 | $7.16 | 640,805 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 46,595 | Indirect | See footnote |
Common Stock | 1,541,667 | Indirect | See footnote |
Footnotes
- Represents shares of Issuer common stock purchased by the Reporting Person pursuant to that certain Common Stock Purchase Agreement, dated as of December 14, 2023, by and among the Issuer and the Reporting Person.
- Includes 5,384 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
- The securities are held by Roger A. Jeffs Living Trust UAD 2/29/2000 (the "Trust"). The Reporting Person is the trustee of the Trust.
- The securities are held by Serendipity BioPharma LLC ("Serendipity"). The Reporting Person is a manager of Serendipity and has sole voting and dispositive power over the Issuer common stock held by Serendipity.