Filing Details
- Accession Number:
- 0001062993-23-022759
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-18 16:43:19
- Reporting Period:
- 2023-12-14
- Accepted Time:
- 2023-12-18 16:43:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1603454 | Celcuity Inc. | CELC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296457 | David Dalvey | 16305 36Th Avenue North Suite 100 Minneapolis MN 55446 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-12-14 | 5,000 | $14.75 | 227,940 | No | 4 | S | Indirect | By Brightstone Venture Capital Fund, LP |
| Common Stock | Disposition | 2023-12-15 | 2,940 | $14.57 | 225,000 | No | 4 | S | Indirect | By Brightstone Venture Capital Fund, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Brightstone Venture Capital Fund, LP |
| No | 4 | S | Indirect | By Brightstone Venture Capital Fund, LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,325 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $5.50 | 2027-10-19 | 8,200 | 8,200 | Direct | |
| Common Stock | Stock Option (right to buy) | $5.50 | 2028-05-14 | 3,201 | 3,201 | Direct | |
| Common Stock | Stock Option (right to buy) | $5.50 | 2029-05-16 | 5,054 | 5,054 | Direct | |
| Common Stock | Stock Option (right to buy) | $5.10 | 2030-05-14 | 12,654 | 12,654 | Direct | |
| Common Stock | Stock Option (right to buy) | $5.50 | 2031-05-12 | 2,310 | 2,310 | Direct | |
| Common Stock | Stock Option (right to buy) | $5.50 | 2032-05-17 | 24,449 | 24,449 | Direct | |
| Common Stock | Stock Option (right to buy) | $9.58 | 2033-05-15 | 11,645 | 11,645 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-10-19 | 8,200 | 8,200 | Direct |
| 2028-05-14 | 3,201 | 3,201 | Direct |
| 2029-05-16 | 5,054 | 5,054 | Direct |
| 2030-05-14 | 12,654 | 12,654 | Direct |
| 2031-05-12 | 2,310 | 2,310 | Direct |
| 2032-05-17 | 24,449 | 24,449 | Direct |
| 2033-05-15 | 11,645 | 11,645 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.75 to $15.00, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.75, inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 100% vested.
- This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.
Billionaire Hedge Funds
