Filing Details
- Accession Number:
- 0001127602-23-029767
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-18 11:46:47
- Reporting Period:
- 2023-12-14
- Accepted Time:
- 2023-12-18 11:46:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1760674 | Kenneth Tanji | 751 Broad Street, 5Th Floor Attn: Regulatory Filings Unit Newark NJ 07102 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-14 | 5,195 | $84.53 | 52,350 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-12-14 | 9,096 | $78.08 | 61,446 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-12-14 | 8,833 | $63.59 | 70,279 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-14 | 23,124 | $105.14 | 47,155 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2014 Employee Stock Option (Right to Buy) | Disposition | 2023-12-14 | 5,195 | $0.00 | 5,195 | $84.53 |
| Common Stock | 2015 Employee Stock Option (Right to Buy) | Disposition | 2023-12-14 | 9,096 | $0.00 | 9,096 | $78.08 |
| Common Stock | 2016 Employee Stock Option (Right to Buy) | Disposition | 2023-12-14 | 8,833 | $0.00 | 8,833 | $63.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-11 | No | 4 | M | Direct | |
| 0 | 2025-02-10 | No | 4 | M | Direct | |
| 0 | 2026-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 50 | Indirect | By 401(k) |
Footnotes
- Following the transactions reported on this Form 4, Mr. Tanji continues to hold 47,155 shares directly and 50 shares indirectly in a 401(k) account. Mr. Tanji also holds an additional 60,385 vested stock options, 18,436 restricted stock units and 84,826 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- Amount reported has been adjusted to include 2 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2022, and September 30, 2023, based on a plan statement dated September 30, 2023. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
- The options vest in three equal annual installments beginning on February 11, 2015.
- The options vest in three equal annual installments beginning on February 10, 2016.
- The options vested in three equal annual installments beginning on February 9, 2017.
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