Filing Details
- Accession Number:
- 0001225208-23-011164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-18 08:55:45
- Reporting Period:
- 2023-12-15
- Accepted Time:
- 2023-12-18 08:55:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422342 | M Steven Raney | 880 Carillon Parkway St. Petersburg FL 33716 | President & Ceo Rjbank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-15 | 1,476 | $0.00 | 57,094 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-15 | 546 | $110.88 | 56,548 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-12-15 | 930 | $110.42 | 55,618 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2023-12-15 | 5,411 | $0.00 | 5,411 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-12-15 | 1,476 | $0.00 | 1,476 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2023-12-15 | 1,691 | $0.00 | 1,691 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,411 | 2028-12-15 | No | 4 | A | Direct | |
| 0 | 2023-12-15 | 2023-12-15 | No | 4 | M | Direct |
| 1,691 | 2026-12-15 | 2026-12-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,982 | Indirect | ESOP |
Footnotes
- Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- Includes 58 shares of common stock acquired on December 4, 2023, pursuant to the registrant's Employee Stock Purchase Plan.
- Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 11, 2023.
- RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028.
- The RSU grant was previously reported as covering 984 shares awarded on December 15, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
- Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
Billionaire Hedge Funds
