Filing Details
- Accession Number:
- 0001127602-23-029742
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-15 20:47:52
- Reporting Period:
- 2023-12-14
- Accepted Time:
- 2023-12-15 20:47:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1745916 | Pennymac Financial Services Inc. | PFSI | Mortgage Bankers & Loan Correspondents (6162) | 831098934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1969856 | Herbert William Chang | C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361 | Chief Capital Markets Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-12-14 | 9,900 | $91.85 | 31,159 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-12-15 | 100 | $0.00 | 31,059 | No | 4 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | G | Direct |
Footnotes
- The price reported is the weighted average price of multiple transactions ranging from $91.75 to $92.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer, the number of Common Stock and the prices at which the transactions were effected.
- The reported amount consists of 9,160 restricted stock units and 21,999 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- Represents a bona fide gift of shares to a charitable organization.
- The reported amount consists of 9,160 restricted stock units and 21,899 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.