Filing Details

Accession Number:
0001127602-23-029742
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-15 20:47:52
Reporting Period:
2023-12-14
Accepted Time:
2023-12-15 20:47:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745916 Pennymac Financial Services Inc. PFSI Mortgage Bankers & Loan Correspondents (6162) 831098934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1969856 Herbert William Chang C/O Pennymac Financial Services, Inc.
3043 Townsgate Road
Westlake Village CA 91361
Chief Capital Markets Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-14 9,900 $91.85 31,159 No 4 S Direct
Common Stock Disposition 2023-12-15 100 $0.00 31,059 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 G Direct
Footnotes
  1. The price reported is the weighted average price of multiple transactions ranging from $91.75 to $92.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer, the number of Common Stock and the prices at which the transactions were effected.
  2. The reported amount consists of 9,160 restricted stock units and 21,999 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
  3. Represents a bona fide gift of shares to a charitable organization.
  4. The reported amount consists of 9,160 restricted stock units and 21,899 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.