Filing Details

Accession Number:
0001816590-23-000145
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-15 18:00:51
Reporting Period:
2023-12-13
Accepted Time:
2023-12-15 18:00:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1816590 Compass Pathways Plc CMPS Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1843859 Jay George Goldsmith Compass Pathways Plc
33 Broadwick Street
London X0 W1F 0DQ
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2023-12-13 2,855 $7.82 4,267,244 No 4 S Direct
Ordinary Shares Disposition 2023-12-13 2,855 $7.82 4,264,586 No 4 S Indirect By: Spouse
Ordinary Shares Disposition 2023-12-14 1,377 $7.81 4,265,867 No 4 S Direct
Ordinary Shares Disposition 2023-12-14 1,377 $7.81 4,263,209 No 4 S Indirect By: Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By: Spouse
No 4 S Direct
No 4 S Indirect By: Spouse
Footnotes
  1. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
  2. The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Goldsmith on August 23, 2023.
  3. The reported sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Dr. Malievskaia on August 23, 2023.
  4. Securities held by Dr. Ekaterina Malievskaia, the Reporting Person's spouse. Dr. Malievskaia and Mr. Goldsmith are married but they expressly disclaim beneficial ownership of each other's shares in the Issuer.