Filing Details
- Accession Number:
- 0001019056-23-000427
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-12-15 17:58:14
- Reporting Period:
- 2023-11-28
- Accepted Time:
- 2023-12-15 17:58:14
- Original Submission Date:
- 2023-11-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
78749 | Agilysys Inc | AGYS | Services-Computer Integrated Systems Design (7373) | 340907152 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1385702 | Mak Capital One Llc | 590 Madison Avenue 31St Floor New York NY 10022 | No | No | Yes | No | |
1426156 | Mak Capital Fund Lp | C/O Wakefield Quin Victoria Place, 31 Victoria Street Hamilton D0 HM10 | No | No | Yes | No | |
1426157 | A Michael Kaufman | C/O Mak Capital One Llc 590 Madison Avenue, 31St Floor New York NY 10022 | Yes | No | Yes | No | |
1760572 | Mak Capital Distressed Debt Fund I, Lp | C/O Mak Capital One Llc 590 Madison Avenue, 31St Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-11-28 | 28,907 | $86.25 | 3,767,008 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2023-11-29 | 22,434 | $84.94 | 3,744,574 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2023-11-30 | 44,427 | $84.95 | 3,700,147 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2023-11-30 | 1,735,457 | $20.17 | 1,735,457 | $20.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-05-22 | No | 4 | J | Indirect |
Footnotes
- The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Transaction Plan dated August 1, 2023 between MAK Capital One LLC ("MAK Capital") and BTIG, LLC.
- MAK Capital acts as the investment manager of MAK Capital Fund LP ("MAK Fund") and MAK Capital Distressed Debt Fund I LP ("MAK CDD Fund). Michael A. Kaufman is the managing member of MAK Capital. Each of MAK Capital and Michael A. Kaufman ("Mr. Kaufman") may be deemed to indirectly beneficially own the shares of Common Stock held by MAK Fund and MAK CDD Fund. Each of MAK Capital and Mr. Kaufman disclaims such beneficial ownership, except to the extent of its pecuniary interest therein. Each of MAK Capital, MAK Fund, MAK CDD Fund and Mr. Kaufman may be deemed to be a member of a "group" (within the meaning of Rule 13d-5 under the Act) whose members in the aggregate beneficially own more than 10% of the outstanding shares of Common Stock.
- 23,964 shares were sold by MAK Fund and 4,943 shares were sold by MAK CDD Fund.
- 18,598 shares were sold by MAK Fund and 3,836 shares were sold by MAK CDD Fund.
- 36,830 shares were sold by MAK Fund and 7,597 shares were sold by MAK CDD Fund.