Filing Details
- Accession Number:
- 0001774463-23-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-15 16:54:10
- Reporting Period:
- 2023-12-13
- Accepted Time:
- 2023-12-15 16:54:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1163668 | South Plains Financial Inc. | SPFI | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1774463 | D Richard Campbell | 5219 City Bank Parkway Lubbock TX 79407-3544 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-12-13 | 54,400 | $27.50 | 1,589,386 | No | 4 | S | Indirect | By Henry Taw LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Henry Taw LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,139 | Direct | |
Common Stock | 40,000 | Indirect | By RIG LLC |
Footnotes
- The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with a price of $27.50 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate transaction. The sales of these shares were effected in order for Henry TAW LP to maintain its historic ownership level of less than 10% of the outstanding shares of the Issuer.
- Shares owned by Henry TAW LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.
- Shares owned by Racham Investment Group LLC ("RIG LLC").