Filing Details
- Accession Number:
- 0001888316-23-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-15 16:14:30
- Reporting Period:
- 2023-12-13
- Accepted Time:
- 2023-12-15 16:14:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1687791 | H Alexander Rogers | 5775 Morehouse Dr. San Diego CA 92121-1714 | President Qtl & Global Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-12-13 | 2,996 | $0.00 | 28,225 | No | 4 | A | Direct | |
Common Stock | Disposition | 2023-12-13 | 1,486 | $138.80 | 26,739 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2023-12-13 | 29,165 | $0.00 | 55,904 | No | 4 | A | Direct | |
Common Stock | Disposition | 2023-12-13 | 14,460 | $138.80 | 41,444 | No | 4 | F | Direct | |
Common Stock | Disposition | 2023-12-14 | 12,972 | $140.50 | 28,472 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2023-12-13 | 17,292 | $0.00 | 17,292 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,292 | 2026-12-15 | No | 4 | A | Direct |
Footnotes
- These shares represent Performance Stock Units that vested on October 1, 2023. On December 13, 2023, the HR and Compensation Committee determined and certified the number of shares to be paid.
- The transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 10, 2022 and intended to satisfy the affirmative defense conditions of Rule 10b5-1 (as in effect on the date of adoption).
- The sale prices for this transaction ranged from $139.66 to $142.45. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
- Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.