Filing Details

Accession Number:
0001888316-23-000058
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-15 16:14:30
Reporting Period:
2023-12-13
Accepted Time:
2023-12-15 16:14:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1687791 H Alexander Rogers 5775 Morehouse Dr.
San Diego CA 92121-1714
President Qtl & Global Affairs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-13 2,996 $0.00 28,225 No 4 A Direct
Common Stock Disposition 2023-12-13 1,486 $138.80 26,739 No 4 F Direct
Common Stock Acquisiton 2023-12-13 29,165 $0.00 55,904 No 4 A Direct
Common Stock Disposition 2023-12-13 14,460 $138.80 41,444 No 4 F Direct
Common Stock Disposition 2023-12-14 12,972 $140.50 28,472 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2023-12-13 17,292 $0.00 17,292 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,292 2026-12-15 No 4 A Direct
Footnotes
  1. These shares represent Performance Stock Units that vested on October 1, 2023. On December 13, 2023, the HR and Compensation Committee determined and certified the number of shares to be paid.
  2. The transaction was made pursuant to a Rule 10b5-1 trading plan adopted on November 10, 2022 and intended to satisfy the affirmative defense conditions of Rule 10b5-1 (as in effect on the date of adoption).
  3. The sale prices for this transaction ranged from $139.66 to $142.45. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  4. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
  5. Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.