Filing Details
- Accession Number:
- 0001140361-11-037765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-22 16:28:25
- Reporting Period:
- 2003-04-03
- Filing Date:
- 2011-07-22
- Accepted Time:
- 2011-07-22 16:28:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277638 | Davey Tree Expert Co | NONE | Agricultural Services (700) | 340176110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526188 | L. Marjorie Conner | 1500 North Mantua Street Kent OH 44240 | Assistant Secretary & Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2003-04-03 | 2,077 | $12.80 | 25,057 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2003-04-03 | 4,000 | $6.91 | 25,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2004-08-16 | 8,317 | $18.20 | 25,057 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2004-08-16 | 4,000 | $7.90 | 25,057 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2005-03-14 | 26 | $20.00 | 25,057 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2006-03-13 | 40 | $22.50 | 25,057 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2006-03-13 | 2,000 | $13.50 | 25,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2006-03-13 | 2,500 | $22.50 | 25,057 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2006-12-28 | 1,000 | $13.50 | 25,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2006-12-28 | 562 | $24.00 | 25,057 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2007-03-16 | 55 | $25.90 | 25,057 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2008-03-15 | 111 | $31.60 | 25,057 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2008-03-31 | 1,000 | $13.50 | 25,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2008-03-31 | 712 | $24.00 | 25,057 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2008-03-31 | 400 | $22.50 | 25,057 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2009-03-16 | 158 | $16.40 | 25,057 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2009-10-09 | 2,000 | $6.75 | 25,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2009-10-09 | 1,968 | $16.00 | 25,057 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2009-10-09 | 1,600 | $11.25 | 25,057 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-09 | 185 | $0.00 | 25,057 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-03-15 | 54 | $16.60 | 25,057 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-09-10 | 800 | $11.25 | 25,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-10 | 562 | $16.60 | 25,057 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-03-09 | 197 | $0.00 | 25,057 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2011-03-15 | 35 | $18.40 | 25,057 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2003-04-03 | 4,000 | $0.00 | 10,000 | $6.91 |
| Common Stock | Incentive Stock Option (Right to Buy) | Acquisiton | 2003-12-05 | 10,000 | $0.00 | 10,000 | $6.75 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2004-08-16 | 4,000 | $0.00 | 4,000 | $7.90 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Acquisiton | 2006-06-05 | 4,000 | $0.00 | 4,000 | $11.25 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2006-03-13 | 2,000 | $0.00 | 2,000 | $13.50 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2006-12-28 | 1,000 | $0.00 | 1,000 | $13.50 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2008-03-31 | 1,000 | $0.00 | 1,000 | $13.50 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2008-03-31 | 400 | $0.00 | 1,000 | $22.50 |
| Common Stock | Stock Appreciation Rights (2009) | Acquisiton | 2009-03-10 | 700 | $0.00 | 700 | $16.40 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2009-10-09 | 2,000 | $0.00 | 2,000 | $6.75 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2009-10-09 | 1,600 | $0.00 | 1,600 | $11.25 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Acquisiton | 2009-11-02 | 2,000 | $0.00 | 2,000 | $16.00 |
| Common Stock | Stock Appreciation Rights (2010) | Acquisiton | 2010-03-09 | 700 | $0.00 | 700 | $16.60 |
| Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2010-09-10 | 800 | $0.00 | 800 | $11.25 |
| Common Stock | Stock Appreciation Rights (2011) | Acquisiton | 2011-03-09 | 700 | $0.00 | 700 | $18.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 1994-12-10 | 2003-12-10 | No | 4 | M | Direct |
| 10,000 | 2004-12-05 | 2013-12-05 | No | 4 | A | Direct |
| 0 | 1997-12-06 | 2006-12-06 | No | 4 | M | Direct |
| 4,000 | 2007-06-05 | 2016-06-05 | No | 4 | A | Direct |
| 8,000 | 2004-12-05 | 2013-12-05 | No | 4 | M | Direct |
| 7,000 | 2004-12-05 | 2013-12-05 | No | 4 | M | Direct |
| 6,000 | 2004-12-05 | 2013-12-05 | No | 4 | M | Direct |
| 3,600 | 2007-06-05 | 2016-06-05 | No | 4 | M | Direct |
| 700 | 2010-03-10 | 2018-12-31 | No | 4 | A | Direct |
| 4,000 | 2004-12-05 | 2013-12-05 | No | 4 | M | Direct |
| 2,000 | 2007-06-05 | 2016-06-05 | No | 4 | M | Direct |
| 2,000 | 2010-11-02 | 2019-11-02 | No | 4 | A | Direct |
| 700 | 2011-03-09 | 2019-12-31 | No | 4 | A | Direct |
| 1,200 | 2007-06-05 | 2016-06-05 | No | 4 | M | Direct |
| 700 | 2012-03-09 | 2020-12-31 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,242 | Indirect | By 401(k) Plan |
Footnotes
- Upon the achievement of certain performance criteria, performance restricted stock units (PRSUs) were granted pursuant to the Company's performance restricted stock unit program, are payable in common shares, will be fully vested on the earlier of (a) the fifth anniversary of the grant date (the transaction date herein), (b) retirement (provided that the participant has attained the age of 55 years and has had at least five years of service with the Company), (c) total or permanent disability or death, or (d) certain events of termination, and will be paid no later than March 15 following the year in which the participant retires.
- 25,057 common shares are beneficially owned as of July 21, 2011. This total includes 126 common shares purchased under the terms of the Company's Employee Stock Purchase Plan, as of July 21, 2011, based on internal records.
- This total reflects routine accumulation of 15,242.3525 common shares acquired through the Company's 401(k) benefit plan as of July 20, 2011, based on internal records.
- These options vest and become exercisable in five equal annual installments beginning on the first anniversary of the grant date.
- These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date.
Billionaire Hedge Funds
