Filing Details
- Accession Number:
- 0000950170-23-070593
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-15 10:00:59
- Reporting Period:
- 2023-12-07
- Accepted Time:
- 2023-12-15 10:00:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1868640 | Roadzen Inc. | RDZN | Insurance Agents, Brokers & Service (6411) | 981600102 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1979567 | Supurna Vedbrat | C/O Roadzen Inc. 111 Anza Blvd. Suite 109 Burlingame CA 94010 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2023-12-07 | 3,150 | $3.20 | 3,150 | No | 4 | P | Direct | |
Ordinary Shares | Acquisiton | 2023-12-08 | 3,100 | $3.11 | 6,250 | No | 4 | P | Direct | |
Ordinary Shares | Acquisiton | 2023-12-11 | 2,000 | $2.91 | 8,250 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Warrants (right to buy) | Acquisiton | 2023-12-08 | 750 | $0.06 | 750 | $11.50 |
Ordinary Shares | Warrants (right to buy) | Acquisiton | 2023-12-11 | 5,000 | $0.05 | 5,000 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
750 | 2023-12-08 | 2028-09-20 | No | 4 | P | Direct |
5,750 | 2023-12-11 | 2028-09-20 | No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.33, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.20, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.90 to $2.92, inclusive.
- The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.05 to $0.06, inclusive.