Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0000928054-23-000225)

Filing Details

Accession Number:: 0000928054-23-000225
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-12-15 09:31:25
Reporting Period:: 2023-12-14

Accepted Time:: 2023-12-15 09:31:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
928054	Flotek Industries Inc	FTK	Miscellaneous Chemical Products (2890)	900023731

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1040899	David Nierenberg	5775 N. Sam Houston Parkway W. Ste 400 Houston TX 77086		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2023-12-14	6,785	$3.72	434,580	No	4	P	Indirect	By The D3 Family Fund, LP
Common Shares	Acquisiton	2023-12-14	11,948	$3.72	765,150	No	4	P	Indirect	By The D3 Family Bulldog Fund, LP
Common Shares	Acquisiton	2023-12-14	748	$3.72	47,907	No	4	P	Indirect	By Haredale Ltd.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By The D3 Family Fund, LP
No	4	P	Indirect	By The D3 Family Bulldog Fund, LP
No	4	P	Indirect	By Haredale Ltd.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	69,929	Direct