Filing Details
- Accession Number:
- 0000950170-23-070554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-14 21:49:21
- Reporting Period:
- 2023-12-12
- Accepted Time:
- 2023-12-14 21:49:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1653384 | Runway Growth Finance Corp. | RWAY | Operators Of Nonresidential Buildings (6512) | A6 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1001085 | Brookfield Corp /On/ | Brookfield Place, Suite 300 181 Bay St. P.o. Box 762 Toronto, Ontario Z4 M5J 2T3 | No | No | No | No | |
1403525 | Oaktree Capital Group Holdings Gp, Llc | C/O Oaktree Capital Management 333 S. Grand Ave., 28Th Floor Los Angeles CA 90017 | No | No | No | No | |
1403528 | Oaktree Capital Group, Llc | C/O Oaktree Capital Management 333 S. Grand Ave., 28Th Floor Los Angeles CA 90017 | No | No | No | No | |
1693272 | Ocm Growth Holdings Llc | C/O Oaktree Capital Management 333 S. Grand Ave., 28Th Floor Los Angeles CA 90017 | No | No | No | No | |
1780629 | Oaktree Opportunities Fund Xb Holdings (Delaware), L.p. | C/O Oaktree Capital Management 333 S. Grand Ave., 28Th Floor Los Angeles CA 90017 | No | No | No | No | |
1861643 | Trust Partners Bam | Brookfield Place, Suite 300 181 Bay St. Po Box 762 Toronto, Ontario Z4 M5J 2T3 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2023-12-12 | 562,500 | $12.06 | 16,742,168 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- On December 12, 2023, OCMGH (as defined in Note 3 below), and Fund Xb Delaware (as defined in Note 3 below), sold 561,856 and 644 shares of the Issuer, respectively, in connection with the underwriters exercise of the overallotment option pursuant to an underwriting agreement by and among OCMGH, Fund Xb Delaware, the Issuer, and the underwriters party thereto.
- OCM Growth Holdings, LLC, a Delaware limited liability company ("OCMGH"), directly owns 16,723,004 shares of common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer"). Oaktree Opportunities Fund Xb Holdings (Delaware), L.P., a Delaware limited partnership ("Fund Xb Delaware"), directly owns 19,164 shares of Common Stock of the Issuer. This Form 4 is being filed by (i) OCMGH; (ii) Fund Xb Delaware;
- (continued from footnote 2) (iii) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as the manager of OCMGH and Fund Xb Delaware; (iv) Oaktree Capital Group Holdings GP, LLC ("OCGHGP"), in its capacity as the indirect owner of class B units of OCG; (v) Brookfield Corporation, a Canadian corporation ("BN"), in its capacity as the indirect owner of the class A units of OCG and (vi) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BN.
- Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
- OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.
- The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.