Filing Details

Accession Number:
0001161697-23-000623
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-14 17:00:09
Reporting Period:
2023-12-12
Accepted Time:
2023-12-14 17:00:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1369568 Catalyst Pharmaceuticals Inc. CPRX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1292636 S David Tierney 355 Alhambra Circle, Suite 801
Coral Gables FL 33134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2023-12-12 50,000 $1.13 383,541 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2023-12-12 50,000 $13.33 333,541 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to purchase common stock Acquisiton 2023-12-12 50,000 $0.00 50,000 $1.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
244,264 2024-01-03 No 4 M Direct
Footnotes
  1. Shares were sold on the open market for personal reasons, and to fund the exercise price for stock options expiring on January 3, 2024, and not as a result of any disagreement with the Company.
  2. Represents a weighted average price for the shares sold. Shares were sold in various lots ranging from $13.30 to $13.36 per share.
  3. Options vested in three annual tranches beginning on January 3, 2018.