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Filing Details

Accession Number:: 0000950170-23-070165
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-12-13 21:36:20
Reporting Period:: 2023-12-11

Accepted Time:: 2023-12-13 21:36:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1842939	Carmell Corp	CTCX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1304554	W David Anderson	C/O Carmell Corporation 2403 Sidney Street, Suite 300 Pittsburgh PA 15203		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-12-11	1,087	$3.53	3,423	No	4	P	Indirect	By Carmell Insiders LLC
Common Stock	Acquisiton	2023-12-12	1,087	$3.50	4,510	No	4	P	Indirect	By Carmell Insiders LLC
Common Stock	Acquisiton	2023-12-13	1,087	$5.57	5,597	No	4	P	Indirect	By Carmell Insiders LLC
Common Stock	Acquisiton	2021-09-23	0	$0.00	63,472	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Carmell Insiders LLC
No	4	P	Indirect	By Carmell Insiders LLC
No	4	P	Indirect	By Carmell Insiders LLC
No	4	J	Direct

Footnotes

The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $3.52 to $3.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (21.7%), Scott Frisch (17.4%), Kathryn Gregory (21.7%), Gilles Spenlehauer (17.4%), and Patrick Sturgeon (21.7%). The total amount invested in the LLC by these members was $115,000 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $3.47 to $3.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The shares beneficially owned by the Reporting Person consist of 63,472 shares of common stock that may be acquired pursuant to the exercise of stock options within 60 days of December 13, 2023.