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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1854583	Collective Audience Inc.	CAUD	Services-Management Consulting Services (8742)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1876697	Abri Ventures I, Llc	3411 Silverside Road, Tatnall Bldg. #104 Wilmington DE 19810		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-08-12	276,250	$10.00	1,713,750	No	4	P	Direct
Common Stock	Disposition	2021-08-23	4,020	$0.00	1,709,730	No	4	J	Direct
Common Stock	Acquisiton	2021-08-23	18,348	$10.00	1,728,078	No	4	P	Direct
Common Stock	Disposition	2023-04-11	75,000	$10.78	1,653,078	No	4	S	Direct
Common Stock	Disposition	2023-11-02	40,000	$26.96	1,613,078	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	J	Direct
No	4	P	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2021-08-12	276,250	$0.00	276,250	$11.50
Common Stock	Warrants	Acquisiton	2021-08-23	294,598	$0.00	18,348	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
276,250	2024-11-02	2028-11-02	No	4	P	Direct
294,598	2024-11-02	2028-11-02	No	4	P	Direct

Footnotes

Reflects the purchase price for Units (the "Private Placement Units") consisting of one share of Common Stock and one warrant to purchase one share of Common Stock (the "Warrant") at a purchase price of $10.00 per Private Placement Unit pursuant to the Private Placement Unites Purchase Agreement dated August 10, 2021 entered into between the Issuer and the Reporting Person. No portion of the purchase price for the Private Placement Units was allocated to the Warrants.
As contemplated in connection with the initial public offering of the Issuer, 4,020 shares of Common Stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
Amended to correct Amount of Securities Beneficially Owned on August 23, 2021 included in column 5.
Amounts reflect the imputed price based on the Nasdaq Official Closing Price of the Issuer's Common Stock as reported by Nasdaq on the trading day prior to the date reported as the transaction did not involve a cash payment.