Filing Details
- Accession Number:
- 0001209191-23-058426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-12 20:16:01
- Reporting Period:
- 2023-12-08
- Accepted Time:
- 2023-12-12 20:16:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577526 | C3.Ai Inc. | AI | Services-Prepackaged Software (7372) | 263999357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1992968 | Guy Wanger | C/O C3.Ai, Inc. 1400 Seaport Blvd Redwood City CA 94603 | Svp & Chief Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-12-08 | 17,831 | $0.00 | 17,831 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-12-11 | 9,778 | $28.05 | 8,053 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2023-12-08 | 17,831 | $0.00 | 17,831 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
338,802 | No | 4 | M | Direct |
Footnotes
- Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).
- Represents weighted average sales price. The shares were sold at prices ranging from $27.77 to $28.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- Five percent (5%) of such RSU award vested on December 8, 2023 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.