Filing Details

Accession Number:
0001209191-23-058426
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-12 20:16:01
Reporting Period:
2023-12-08
Accepted Time:
2023-12-12 20:16:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577526 C3.Ai Inc. AI Services-Prepackaged Software (7372) 263999357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1992968 Guy Wanger C/O C3.Ai, Inc.
1400 Seaport Blvd
Redwood City CA 94603
Svp & Chief Admin Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-12-08 17,831 $0.00 17,831 No 4 M Direct
Class A Common Stock Disposition 2023-12-11 9,778 $28.05 8,053 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2023-12-08 17,831 $0.00 17,831 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
338,802 No 4 M Direct
Footnotes
  1. Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).
  2. Represents weighted average sales price. The shares were sold at prices ranging from $27.77 to $28.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
  4. Five percent (5%) of such RSU award vested on December 8, 2023 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.