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Filing Details

Accession Number:: 0001127602-23-029505
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-12-12 20:06:45
Reporting Period:: 2023-12-08

Accepted Time:: 2023-12-12 20:06:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1745916	Pennymac Financial Services Inc.	PFSI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1571945	Richard Steven Bailey	C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361	Chief Servicing Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-12-08	7,702	$35.03	16,602	No	4	M	Direct
Common Stock	Acquisiton	2023-12-08	8,623	$58.85	25,225	No	4	M	Direct
Common Stock	Acquisiton	2023-12-08	7,289	$57.10	32,514	No	4	M	Direct
Common Stock	Disposition	2023-12-08	7,702	$80.16	24,812	No	4	S	Direct
Common Stock	Disposition	2023-12-08	8,623	$80.16	16,189	No	4	S	Direct
Common Stock	Disposition	2023-12-08	7,289	$80.16	8,900	No	4	S	Direct
Common Stock	Acquisiton	2023-12-11	300	$57.10	9,200	No	4	M	Direct
Common Stock	Disposition	2023-12-11	300	$80.00	8,900	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonstatutory Stock Option (Right to Buy)	Disposition	2023-12-08	7,702	$0.00	7,702	$35.03
Common Stock	Nonstatutory Stock Option (Right to Buy)	Disposition	2023-12-08	8,623	$0.00	8,623	$58.85
Common Stock	Nonstatutory Stock Option (Right to Buy)	Disposition	2023-12-08	7,289	$0.00	7,289	$57.10
Common Stock	Nonstatutory Stock Option (Right to Buy)	Disposition	2023-12-11	300	$0.00	300	$57.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2021-02-26	2030-02-25	No	4	M	Direct
4,312	2022-02-25	2031-02-24	No	4	M	Direct
15,480	2023-02-23	2032-02-22	No	4	M	Direct
15,180	2023-02-23	2032-02-22	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Nonstatutory Stock Option (Right to Buy)	$60.74	2024-02-24	2033-02-23	6,688	6,688	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2033-02-23	6,688	6,688	Direct

Footnotes

The reported amount consists of 8,900 restricted stock units and 7,702 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The reported amount consists of 8,900 restricted stock units and 16,325 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The reported amount consists of 8,900 restricted stock units and 23,614 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The price reported is the weighted average price of multiple transactions ranging from $79.87 to $80.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
The reported amount consists of 8,900 restricted stock units and 300 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date.
This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date.
This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.
This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.