Filing Details
- Accession Number:
- 0001062993-23-022475
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-12 19:41:36
- Reporting Period:
- 2023-12-08
- Accepted Time:
- 2023-12-12 19:41:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1707753 | Elastic N.v. | ESTC | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1753445 | Shay Banon | C/O Elastic N.v. 88 Kearny Street, Floor 19 San Francisco CA 94108 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2023-12-08 | 21,155 | $0.00 | 4,610,031 | No | 4 | A | Direct | |
| Ordinary Shares | Disposition | 2023-12-11 | 1,995 | $114.97 | 4,608,036 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2023-12-11 | 39,173 | $115.14 | 4,568,863 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2023-12-11 | 12,006 | $116.26 | 4,556,857 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2023-12-11 | 36,821 | $117.14 | 4,520,036 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 3,354,978 | Indirect | By fund for joint account |
Footnotes
- The ordinary shares are represented by restricted stock units ("RSUs"), which vest in sixteen equal quarterly installments beginning on March 8, 2024.
- The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of RSUs. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.82 to $115.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.82 to $116.80, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.84 to $117.33, inclusive.
- Held by a fund for joint account (the "fund") owned by the Reporting Person's three minor children. The Reporting Person continues to have sole control of such fund and remains the indirect beneficial owner of the shares owned by such fund.
Billionaire Hedge Funds
